State of California M E M O R A N D U M REFERENCE CODE: 2004-033 DATE: July 30, 2004 TO: Personnel Officers Labor Relations Officers Transactions Supervisors FROM: Department of Personnel Administration Personnel Services Branch SUBJECT: State Restriction of Appointments Update to the California State Restriction of Appointments Policy and Procedure Manual CONTACT: Personnel Services Branch (916) 323-3343 FAX: (916) 327-1886 E-mail: psb@dpa.ca.gov The purpose of this memorandum is to provide direction on a change to a State Restriction of Appointments (SROA) Program process and provide an update to the SROA Policy and Procedures Manual. UPDATE TO THE SROA SCANTRON FORM PROCESS The layoff department is now responsible for completing the SROA Scantron form on behalf of the employee. At the same time an employee's position is designated as surplus, the layoff department will place the surplus employee in the SROA Program for the employee's current classification and the geographic area where the employee is currently employed. Employees will be given an opportunity to request to be removed from the SROA Program without prejudice and without affecting their surplus status. Employees may also elect their preference for other geographic locations they are willing to be employed. Employees, who are eligible for the SROA Program, will remain in such status for up to 120 days. The layoff department will send the Scantron form to the State Personnel Board (SPB), Certification Unit, to be effective the date the employee receives the official surplus certification letter. PML 2004-033 July 30, 2004 Page 2 Following are step-by-step instructions to assist departments in following this process change. Layoff Department's Responsibilities It is the responsibility of the layoff department to (1) complete an SROA Scantron form, on behalf of the employee, filling in the employee's name, current department, current class, current salary range, social security number, work phone number, current geographical work location; (2) sign (with title) and date the Scantron form; (3) make a photocopy of the SROA Scantron form; (4) send the original SROA Scantron form to SPB, Certification Unit, 801 Capitol Mall, Sacramento, CA 95814 for SROA certification processing; (5) attach the photocopy SROA Scantron form to the employee's Surplus/SROA Certification Letter and deliver it to the surplus employee; (6) send to SPB any future changes regarding the Scantron form; and (7) maintain an SROA Scantron form file for each surplus/SROA employee. Note: The surplus certification letter is revised to provide the employee both their surplus and SROA status information (sample attached). Surplus/SROA Employee's Responsibilities After receiving the Surplus/SROA Certification Letter with the photocopied Scantron form attached, each surplus/SROA employee will (1) sign and date (beneath the personnel office signature and date) the photocopied Scantron form; and (2) return the form to his/her department contact person (listed on the certification letter) to maintain on file. If the surplus employee chooses to be removed from the SROA Program, is interested in an appointment to a position that requires a second language, or wishes SROA status in additional geographical locations, the surplus employee will (1) mark the photocopied Scantron form indicating the SROA status change; (2) sign and date the form (beneath the personnel office signature and date); and (3) return the form to his/her department contact person. The above revision is now incorporated into the SROA Policy and Procedure Manual. The manual can be accessed on DPA's Web site at the following link: http://www.dpa.ca.gov/general/Publications.shtm PML 2004-033 July 30, 2004 Page 3 If you have any questions regarding this memorandum, please have your designated personnel office staff contact the DPA Personnel Services Branch (PSB) at (916) 323-3343 or e-mail psb@dpa.ca.gov. Jerri Judd, Manager Personnel Services Branch Attachments will be distributed via mail.